Fiduciary Protection

Lockton accepts a fiduciary position

Review/Implement/Train Investment Committee

Review/Implement/Monitor Investment Policy Statement

Maintain Committee Meeting Notes

Detailed plan fee and service benchmarking

QDIA Selection and Monitoring

ERISA 404(c) Compliance

Plan Operations

MATRIX Fiduciary Risk Assessment

Plan design consulting

Employer contribution benchmarking

Employer contribution calculation and estimates

Quarterly compliance newsletters

Breaking compliance, regulatory and legislative reports

Dedicated and accessible staff of legal experts

Mergers & Acquisition

Lead data collection and due diligence efforts on target company’s retirement plans

Provide written report of due diligence findings and recommendations

Develop/Implement pre and post-close strategic plan

Lead integration/transition process for acquired employees and retirement plans

Retirement Readiness

Review/Implement/Execute Education Strategy Document

Plan level Retirement Readiness Assessment

Emphasis on behavior modification

Customized branded communications

Ongoing strategic monitoring and reporting of education campaigns

Investment Analysis

Quarterly Investment Reporting integrated with Investment Policy Criteria

Dedicated CFA® to oversee investment analysis

Custom investment analysis process with over 70 available screening criteria

Maintenance of investment “Watch/Replace List”
Advice on investment menu construction and design

Provide investment replacement advice

Detailed Stable Value analysis

Vendor RFP

Identification/Development/Execution of company goals and objectives for vendor change

Develop RFP questions & executive summary for vendors

Distribute/Analyze/Score RFP responses

Negotiate with vendors to improve pricing and services

Prepare employer for Finalist Presentations

Provide input and help with final vendor selection

Oversee and actively participate in transition/implementation/rollout process