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ERISA Risk Management

Fiduciary Protection Through Process and Perspective

 

Regulatory and legal scrutiny of qualified retirement plans will only increase in coming years. In order to protect themselves from the ERISA related risk associated with sponsoring a qualified retirement plan, plan sponsors need a documented process based system to manage their retirement plans. The goal of Lockton’s ERISA Risk Management practice is to help plan sponsors create positive outcomes for both their plan and participants which in turn lowers their risk profile. Learn more.

ERISA Risk Management
is brought to you by Rick Unser, Vice President, Lockton Financial Advisors and Lockton Investment Advisors.  Inquiries?  Call 213.689.2392

Latest Insights

Register for PIHRA's next webinar on October 5, where Rick Unser will be presenting "Retaining An Aging Workforce: A 'Brain Drain' or 'Profit Drain' for Employers?"

Target-date fund investors are more confident about reaching retirement goals. Lockton's Rick Unser comments about TDFs in this recent Employee Benefits Adviser article.

The Expansion of ERISA's Definition of Fiduciary has been thwarted for now.

DOL Updates 408(b) 2 Fee Disclosure Effective Dates

Four Timely Lessons for Plan Sponsors From the Kraft 401(k) Case

DOL's Proposal to Expand the Definition of "Fiduciary" Under ERISA

 

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      Securities may be offered through Lockton Financial Advisors, LLC, a registered Broker-Dealer, member FINRA/ SIPC. Investment Advisory services may be offered through Lockton Investment Advisors, LLC, a federally Registered Investment Adviser. For California, Lockton Financial Advisors, LLC, d/b/a Lockton Insurance Services, LLC, license number 0G13569. Not all representatives of Lockton offer securities or investment advisory services.